United Nations broker is a professional with a university degree in areas related to economics, finance, business administration or related careers.
His work consists mainly of monitor stock market movements to know the right moments to buy or sell stocks, bonds or other types of securities.
The work of stockbrokers in Colombia is regulated by the Financial Superintendence of ColombiaThey must also meet certain requirements such as being qualified professionals and having a professional card, likewise, they must have verifiable experience in the financial sector.
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Having met the requirements mentioned above, they must have a series of certifications and enter a selection processwhere you must pass an administrative exam conducted by the Colombian stock exchange.
Upon licensing, stockbrokers You can work in brokerage companies -intermediary companies, between buyers and sellers of shares-, will also be able to work independently by opening their own firm.
Stockbrokers often work for brokerage firms where they do in-depth market research so they can recommend the best investments for you.
Stockbrokers must conducting extensive research on the different stock marketswhere they will evaluate the trends, risks and possibilities when making or not making the corresponding investments.
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Requirements to be a stockbroker in Colombia
The web page of the Financial Superintendence of Colombia details the necessary requirements to access the stockbroker certification.
1. Have a university degree in areas related to economics: These titles can be in economics, business administration, finance, among others. The degree is required due to the need to have basic knowledge to understand the different trends of the financial markets.
2. Pass the competency test: Aspiring stockbrokers must take an exam on the knowledge and skills required to work as a stockbroker, and must also demonstrate that they have the necessary financial information on regulation, analysis, and stock investment.
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3. Register with the Financial Superintendency of Colombia, Once the skills exam is passed, you must formally register as a stockbroker. In this process, you must present the original required documentation and that can be verifiable, in addition, you must have suitability and solvency requirements established in the entity that issues the certification.
4. Compliance Policy, aspiring stockbrokers must acquire a compliance policy, in order to ensure the correct performance of the legal and regulatory obligations established by the Superintendency of Industry and Commerce. The main purpose of this policy is to guarantee the protection of clients and the transparency of the work of the stockbroker.
The market and the basket continue to lower their costs
ALEJANDRA HERNANDEZ TORRES
DIGITAL SCOPE WRITING
TIME
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